Fund Managers Briefing Compliance 2018

Where: Clifford Centre, 24 Raffles Place, Raffles Place, Singapore

Restrictions: All ages

Ticket Information:

  • Early Bird: $0.00
  • Standard: $50.00
  • Buy Tickets
  • Additional fees may apply

Listed by: nengqin

“What’s New? What’s Next? What’s Enough?”

In the last 3 years, over 100 new financial regulations and updates have been issued. Many regulations are tracking global threats such as cybersecurity, terrorism financing, money laundering, tax crimes; seemingly remote risks to many Singapore fund managers. Nonetheless, regulators have reinforced their surveillance and enforcement units; and enforcement actions have led to public reprimands, penalties and license revocations.

Fund managers may wonder:

“Are we still in the Business of Fund Management,or is it nowthe Business of Compliance?”

“Are we covered—what is our Potential Liability/Sanction?“

Join this briefing to get answers.

Topics:

Key Regulatory updates
Major Changes Ahead
Scoping and Resourcing the Compliance function

Our clients or paying guests will receive a Certificate of Attendance.

(VIP guests are excluded).
(Refreshments will be served).
*VIP free invite limited seats

Note: Please register with your full professional details. We reserve the right to shortlist the registrants.